securities commission

1:18PM
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ESG disclosure mandates raise several key questions

There’s no evidence that active ESG management outperforms other types of active investment management.


2:00AM
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Over the past decade, oversight of the SROs has become tighter. For example, oversight of Canadian exchanges formerly consisted of approvals for changes to rules and bylaws, but over the last decade the commissions have moved towards a much more micro-approach that now includes comprehensive examinations of an exchange’s operations. These examinations extend beyond the exchanges’ self-regulatory activities to cover operational and financial integrity as well.